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Preserving Your Assets for Long Term Care

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Dean Bress of the Bress Law firm

"Today we are going to talk about how to pay for the non-skilled services you or a loved one may need - services that allow a person to overcome deficiencies in the activities of daily living or to continue life when there are cognitive difficulties.  There are only three ways to pay for these services:

Thus began Dean S. Bress of the Bress Law Firm in White Plains, whose web site is http://www.bresslaw.com.  Clearly this is a subject of great interest to our fellowship and to others in the community, for the Boynton Room was packed after worship on Sunday, June 22, 2003 in a seminar brought to us by our Pastoral Support Committee.

Diane Foster introduces Dean Bress Committee co-chair Diane Foster introduced Bress as a person with more than 30 years of experience in various aspects of the law.  He is chair of the Elder Law Committee of the General Practice section of the New York State Bar Association's "Elder Law Attorney" and former chair of the Public Policy Committee of the Westchester chapter of the Alzheimer Association.  On March 9, 2003 he presented another seminar  in the Boynton Room on Living Wills and Health Care Proxies.

Bress explained that Medicare pays for skilled services.  "And I recommend you get a supplementary policy for the skilled services Medicare doesn't cover, a Medigap policy," he continued. He said his comments would not be about skilled services, but rather those services you need when "you can't do what you used to do", either because of physical or cognitive difficulties.

"Please consider long term care insurance, if you're eligible for it (don't have disabilities) and can afford it," he said.  Such policies cover a fixed amount per day for a time certain.

The balance of the seminar dealt with the third way to pay for long term care - Medicaid.  "But you have to be pretty poor to be eligible for Medicaid - assets of $3,850 or less, excluding your residence."  However, Bress explained, if the house is in your name, Medicaid will put a lien on the house when you die, seeking to recoup the money they have expended on your long-term care.

Transferring the house to someone else is a way to avoid the Medicaid lien.  "But if you transfer the house to your children, you're losing at least two important exemptions:

Bress said he represents middle-class folks who might have $250,000 to $300,000 in liquid assets plus a house.  For a married couple where one is sick and the other is healthy, it may make sense to transfer the house to the healthy person, even if there are some taxes to pay as a result of the transfer.  Then the sick person can apply for Medicaid.

If the house were transferred on Monday, June 23, 2003, the sick spouse could be eligible for Medicaid to pay for home care (not institutional care) on the first day of the following month, Tuesday, July 1.  In making the Medicaid application, the well spouse must say specifically, "I am not prepared to use my assets for the care of my spouse."  Failure to make such a statement will allow Medicaid to count the spouse's assets in determining Medicaid eligibility.

Transferring the house to the well spouse "works" if the well spouse remains well through the lifetime of the sick spouse.  It is not as effective if the formerly well spouse dies and has left the house to the sick spouse.  Even if the house is left to the children in the will, Medicaid can pursue the rights of the sick spouse.  "Spouses are entitled not to be dis-inherited."  If the death of the formerly well spouse provides assets in the name of the sick spouse, the sick spouse may no longer be eligible for Medicaid.  They don't have to re-pay past Medicaid disbursements, but they may not be eligible for future ones.

Many people consider transferring assets to their children.  Bress has found this often leads to problems:

Bress recommends that persons planning for long term care consider transferring their assets to a trust.  A trust isn't subject to the lifestyle or accident issues which are prevalent with children.  Further, the trust retains the STAR real estate tax exemption and the capital gains exemption on the sale of the house.

If assets are transferred to a trust on Monday, June 23, 2003, the person who no longer has assets can be eligible for Medicaid to pay for "care in the community" (home care) on Monday, July 1, 2003.

There is also an income rule for Medicaid and care in the community.  Each year Medicaid sets a new monthly income that need not be spent on care in the community.  In 2003 it is approximately $700.  The amount over this monthly income (such as pensions and social security) must be spent on the costs of care in the community.

Questions began to pepper the seminar at this point.


What happens if the spouse is not named in the will but now has Alzheimer's and can't represent his or her own rights?

Bress explained that Medicaid will get a guardian for the sick spouse; the guardian will exercise that spouse's rights to be a beneficiary of the will.

Bress noted that "not everyone ends up in a nursing home."  He said that about 90% of the people in nursing homes are women.  They care for their husbands at home.  Then the husband dies, there is no one to take care of her, and the woman ends up in the nursing home.

Should I be signing up for a nursing home through the VA?

Bress said the VA nursing home in Montrose costs about $5,500 per month.  He said that is significantly less than the $8,000 - $9,000 per month which is typical in Westchester County.

If I put the assets in a trust, what happens to the income from the trust?

Bress said a trust is irrevocable, but those setting up the trust should retain the power to change beneficiaries.  The beneficiaries could be your children who get the money, but use the money to pay your bills.

How do I get principal out of the trust?

Bress said the children are often both the trustees and the beneficiaries.  A trustee can write a check to a beneficiary who pays the bills of the parents.

We've investigated the cost of long-term care insurance.  It's about $9,000 per year for the two of us.  That's more than we can afford.

Bress recommended that long-term care insurance be purchased for the wife - who is likely to outlive the husband.

Bress then turned to the rules which pertain to Medicaid paying for the cost of institutional care, such as a nursing home.  He said there are "periods of ineligibility" for institutional care.  He described four kinds of asset transfer and their impact on these periods of ineligibility.
"If the transfer isn't one of the above, then there is some period of ineligibility for Medicaid to pay for institutional care," Bress said.

At this point Bress emphasized that gift and estate taxes are playing a diminished role these days.  "They're only relevant for the very richest among us, the top 1%," he said.

To describe the complicated rules about ineligibility for Medicaid to pay for institutional care, Bress said we must consider:
Using a hypothetical example, he said, "suppose a parent transfers $75,000 to a child on Monday, June 23, 2003. The penalty period would begin Tuesday, July 1."

The penalty period is calculated based on how long the $75,000 would pay for nursing home care.  Each year the New York State Department of Health calculates the average monthly cost of nursing home care in each of seven regions in the state.  Westchester is part of a region that consists of Westchester and nearby counties.  In 2003 the average monthly cost in this district is $7,464 - $7,500 in round terms.  Thus $75,000 would pay for ten months of nursing home care.  And the penalty period (period of ineligibility) would end in ten months - on May 1, 2004.

How would Medicaid know I made such a transfer?

There is a question on the Medicaid application regarding transfers.  Answering the question wrong is a felony.  Medicaid has persons who track asset transfers is many, many ways.  It is best to answer this question truthfully.

Bress explained there is also a concept for transfers called the "look back period".  Medicaid can only look back 36 months to find transfers to other people;  they can only look back 60 months to find transfers to a trust.  Therefore, no matter how large the transfer, if it has made 37 or more months to a person or 61 or more months to a trust -  prior to the application, it won't be counted.


What kind of a power of attorney do I need to make sure that someone else can handle my affairs if I become incapacitated?

Bress said the "standard power of attorney" limits gifts and transfers to $10,000 per year.  He said it is important to have a "comprehensive power of attorney" that does not limit gift giving, transfers or the creation of trusts.

How long does it take to get a guardianship?

It takes about three months, but most guardianships will not allow the guardian to withhold life support.  Sometimes it is possible to convince the court, with very specific testimony about conversations or writings that demonstrate the person did not want heroic measures, that the guardian can withhold life support.  However, it is far better to deal with this early - with a comprehensive power of attorney.

What about the New York State Partnership for long term care?

Bress said he doesn't like this policy, even though it doesn't require a transfer of assets.  Among his concerns are:
What about group policies for long term care insurance?

Bress said group policies are, in general, not as good as individual policies.  He recommended that persons interested in long term care insurance talk with a broker who handles multiple policies.  He said companies offering long term care insurance include:
The ninety-minute seminar ended at 1:30 PM, with many persons remaining to seek Bress's advice on next steps in their personal situations.

Reported by Lucy Werner



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